Wells Fargo does not have offices outside of the U.S. that provide services to retail or small business customers. For assistance with your accounts when traveling internationally, refer to our international access codes for phone numbers, or visit our travel resource center.
Wells Fargo Securities is the trade name for the corporate banking, capital markets, and investment banking services of Wells Fargo & Company and its subsidiaries, including but not limited to Wells Fargo Bank, National Association, a swap dealer provisionally registered with the CFTC, a member of NFA, and a security-based swap dealer conditionally registered with the SEC, Wells Fargo Securities, LLC, a U.S. broker-dealer registered with the U.S. SEC and a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Prime Services, LLC, a member of FINRA, NFA and SIPC, Wells Fargo Securities (Japan) Co., Ltd. (a Japan incorporated Type 1 and Type 2 financial instruments business operator registered with the Kanto Local Finance Bureau), Wells Fargo Securities International Limited and WFBNA London Branch (both of which are authorised and regulated by the U.K. Financial Conduct Authority), Wells Fargo Securities Asia Limited (a Hong Kong incorporated company licensed and regulated by the Securities and Futures Commission to carry on Types 1, 2, 4, and 6 regulated activities, as defined in the Securities and Futures Ordinance of Hong Kong) and Wells Fargo Securities Singapore Pte. Ltd. (a Singapore incorporated financial institution regulated by the Monetary Authority of Singapore to carry on business in the regulated activities of dealing in capital markets products and advising on corporate finance as defined in the Securities and Futures Act).
Disclosure of Complaint Handling Procedures of Wells Fargo Securities Asia Limited (WFSAL) (PDF).
Wells Fargo & Company, WFBNA and their affiliates (collectively, “Wells Fargo”) conducts business globally. Outside the U.S. Wells Fargo & Co conducts business through various companies, including duly authorized and regulated subsidiaries and affiliates in Asia, Canada, Europe, Middle East, Africa, and Latin America. All products and services may not be available in all countries. Each situation needs to be evaluated individually and is subject to local regulatory requirements.
Mr. Shawn Annable was appointed as the Chief Risk Officer (“CRO”) of Wells Fargo Bank N.A. Hong Kong Branch (Organized under the laws of the U.S.A. with limited liability) (“WFBNA HK”) following the cessation of appointment of Ms. Betty Tan on April 24, 2023.